Survey ID Number
KHM_2009_CSES_v01_EN_M_v01_A_OCS
Title
Cambodia Socio-Economic Survey 2009
Sampling Procedure
In this section the sampling design and the sample selection for CSES 2009, is described. The sampling design for the 2009 survey is the same as that used for the CSES 2004. The sampling design for the 2004 CSES is described in for instance National Institute of Statistics (2005a).
The sampling frame for the 2009 survey is based on preliminary data from the General Population Census conducted in 2008. The sample is selected as a three stage cluster sample with villages in the first stage, enumeration areas in the second stage and households in the third.
The Sampling Frame
Preliminary data from the General Population Census 2008 was used to construct the sampling frame for the first stage sampling, i.e. sampling of villages. All villages except 'special settlements' were included in the frame. In all, the first stage sampling frame of villages consisted of 14,073 villages, see Appendix 1. Compared to previous years the frame used for the 2009 survey based on the census 2008 was more up to date than in previous surveys which were based on the population census 1998.
The following variables were used from the census; Province code, province name, district code, district name, commune code, commune name, village code, village name, urban-rural classification of villages, the number of households per village and, the number of enumeration areas in the village.
In the second-stage Enumeration Areas (EA) are selected in each selected village. In most villages only one EA was selected but in some large villages more than one was selected.
For the third stage, the sampling of households, a frame was constructed in field. For selected EAs the census map of the village, including EAs and residences, was given to enumerator who updated the map and listed the households in the selected EA. A sample of households was then selected from the list.
Stratification
The sampling frame of villages was stratified by province and urban and rural. There are 24 provinces and each village is classified as either urban or rural which means that in total we have 48 strata, see Appendix 1. Each stratum of villages was sorted by district, commune and village code.
Sampling
The sampling design in the CSES 2009 survey is a three-stage design. In stage one a sample of villages is selected, in stage two an Enumeration Area (EA) is selected from each village selected in stage one, and in stage three a sample of households is selected from each EA selected in stage two. The sampling designs used in the three stages were:
Stage 1. A systematic pps sample of villages, Primary Sampling Units (PSUs) was selected from each stratum,
i.e. without replacement systematic sampling with probabilities proportional to size. The size measure used was the number of households in the village according to the sampling frame.
Stage 2. One EA was selected by Simple Random Sampling (SRS), in each village selected in stage 1.
As mentioned above, in a few large villages more than one EA was selected.
Stage 3. In each selected EA a sample of households was selected by systematic sampling.
The selection of villages and EAs were done at NIS while the selection of households in stage three was done in field. As mentioned in section 1.1 all households in selected EAs were listed by the enumerator. The sample of households was then selected from the list.
Sample sizes and allocation
The sample size of PSUs, were, as in the 2004 survey, 720 villages (or EAs). In urban villages 10 households were selected and in rural 20 households. In all 12,000 households were selected.
Urban and rural villages were treated separately in the allocation. The allocation was done in two steps. First the sample sizes for urban and rural villages in the frame were determined and then sample sizes for the provinces within urban and rural areas were determined, i.e. the strata sample sizes.
The total sample size was divided into to two, one sample size for urban villages and the other for rural villages. The calculation of the sample sizes for urban and rural areas were done using the proportion of consumption in the two parts of the population. Data on consumption from the CSES 2007 survey was used. The resulting sample sizes for urban villages was 240 and for rural 480. (Some adjustments of the calculated sample sizes were done, resulting in the numbers 240 and 480).
Allocation of the total sample size on the strata within urban and rural areas respectively, was done in the following way. The sample size, i.e. the number of PSUs, villages, selected from stratum h, is proportional to the number of households in stratum h, i.e.
n(Ih)=n1(Mh/Sum of Mh) (1.1)
where,
is the sample size in stratum h, i.e. the number villages selected in stratum h,
is the total sample size of villages for urban or rural villages,
H is the number of strata in urban or rural areas,
is the number of households in stratum h according to the frame.
As mentioned above, the sample size calculations are done separately for urban and rural villages, i.e. for strata with urban villages (1.1) is used with nI = 240 and is the number of households in urban villages in the frame and for rural villages (1.1) is used with nI = 480 and is the
number of households in rural villages in the frame.
Monthly samples
In section 1.3 the selection of the annual sample was described. The annual sample was divided into 12 monthly samples of equal sizes. The monthly samples consisted of 20 urban and 40 rural villages. The division of the annual sample into monthly samples was done so that as far as possible each province would be represented in each monthly sample. Since the sample size of villages in some provinces is smaller than 12, all provinces were not included in all monthly samples. Also, the outline of the fieldwork with teams of 4 enumerators and one supervisor puts constraints on how to divide the annual sample into monthly samples. The supervisors must travel between the villages in a team and therefore the geographical distance between the villages surveyed by a team cannot be too large.
Estimation
Totals, ratios such as means or proportions were estimated for the population or for subgroups of population, i.e. domains of study. The domains were defined by e.g. region or sex. Means and proportions were estimated by first estimating totals and then calculating the ratio of two estimated totals. To estimate totals from a sample survey weights are needed.